Required Disclosures

These privacy policies apply to clients who obtain or apply for a financial product or service or have done so in the past, with any of the Hudson Trading Group LLC partner companies.  

Hudson Trading Group LLC is an investment adviser registered with FINRA. Investment advisory services and fees differ from brokerage services provided through a broker-dealer and it is important for you to understand these differences.  

We provide this document to our retail customers to inform them about the services we offer and our relationship with them. Among other things, the document addresses the scope and terms of our relationship with you under Regulation Best Interest and DOL PTE 2020-02, including the capacity in which we are acting, the type and scope of our services, any material limitations on our services, the fees and costs associated with your holdings, accounts, and transactions, and the conflicts of interest that exist for us and our financial professionals.  

 During the normal course of business with an investment adviser representative (“IAR”) from Hudson Trading Group LLC  (“Hudson Trading”) you may be presented with  marketing materials that describe an investment’s performance, the performance of a proposed portfolio of securities or the performance of an investment adviser. Performance information can be presented in many different ways and past performance does not predict future results. Before making any investment decision, including selecting an investment adviser, you should understand how any performance representation is calculated and presented. 

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